Date Form Description PDF XBRL Pages
01/31/20 SEC-generated letter
PDF 5
01/29/20 A correspondence can be sent as a document with another submission type or can be sent as a separate submission. PDF 10
01/29/20 Initial general form for registration of a class of securities pursuant to Section 12(g) PDF 485
01/27/20 Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940 PDF 41
01/15/20 Official notice of an offering of securities that is made without registration under the Securities Act in reliance on an exemption provided by Regulation D and Section 4(a)(5) under the Act. PDF 5
12/31/19 Notification of election by business development companies filed on Form N-54A PDF 2
12/23/19 Initial general form for registration of a class of securities pursuant to Section 12(g)
PDF 102
05/29/19 Applications under the Investment Company Act other than those reviewed by Office of Insurance Products PDF 38
03/25/19 Applications under the Investment Company Act other than those reviewed by Office of Insurance Products PDF 38
10/23/18 Applications under the Investment Company Act other than those reviewed by Office of Insurance Products PDF 38